Stocks in Asset Management

Stocks in the Asset Management industry are also in the Financial sector.

Companies in the Financial sector work with money, so they include banks and credit card companies, as well as insurance companies. Because the financial sector is such a large part of the world economy, stocks in this sector tend to follow global economic trends. When the world economy is humming, finance is great. Otherwise... yikes.

Discounted stocks in the index
Company Current Price Current Price Discount
10 years
GSV Capital Corp.
(GSVC)
$6.57 none
AllianzGI Convertible & Income Fund II
(NCZ)
$5.11 none
Kayne Anderson MLP/Midstream Investment Company
(KYN)
$15.71 none
Noah Holdings Limited
(NOAH)
$32.63 none
RENN Fund
(RCG)
$1.64 none
New Mountain Finance Corporation
(NMFC)
$13.72 none
DNP Select Income Fund
(DNP)
$12.00 none
Brookfield Asset Management
(BAM)
$47.99 none
AllianceBernstein Holding L.P.
(AB)
$29.89 none
Tekla Life Sciences Investors
(HQL)
$16.40 none
DND Technologies
(DNDT)
$0.05 none
Ares Management Corporation
(ARES)
$28.25 none
Alcentra Capital Corporation
(ABDC)
$8.33 none
WisdomTree Investments
(WETF)
$6.38 none
Voya Financial
(VOYA)
$56.34 none
GAMCO Investors
(GBL)
$19.70 80%
PCM Fund
(PCM)
$11.23 none
Eaton Vance Corp.
(EV)
$44.26 none
Medley Management
(MDLY)
$2.55 none
The Swiss Helvetia Fund
(SWZ)
$7.87 none
Cohen & Steers
(CNS)
$51.64 none
Medley Capital Corporation
(MCC)
$2.48 none
Invesco Ltd.
(IVZ)
$19.52 20%
Saratoga Investment Corp.
(SAR)
$24.96 none
Och-Ziff Capital Management Group
(OZM)
$23.06 70%
Adams Diversified Equity Fund
(ADX)
$15.82 none
Advent Claymore Convertible Securities and Income Fund
(AVK)
$14.87 none
Hennessy Advisors
(HNNA)
$10.46 none
Gladstone Investment Corporation
(GAIN)
$11.18 none
PIMCO Global StocksPLUS & Income Fund
(PGP)
$12.54 none
Capitala Finance Corp.
(CPTA)
$9.73 none
Affiliated Managers Group
(AMG)
$87.95 30%
WhiteHorse Finance
(WHF)
$14.16 none
Manning & Napier
(MN)
$1.56 none
Invesco Municipal Trust
(VKQ)
$12.56 none
Prospect Capital Corporation
(PSEC)
$6.66 none
Horizon Technology Finance Corporation
(HRZN)
$11.97 none
Ameriprise Financial
(AMP)
$147.83 none
KKR & Co.
(KKR)
$26.14 none
Artisan Partners Asset Management
(APAM)
$28.83 none
Oaktree Capital Group, LLC
(OAK)
$49.80 none
Waddell & Reed Financial
(WDR)
$17.07 20%
The Gabelli Multimedia Trust
(GGT)
$8.18 none
Legg Mason
(LM)
$37.66 none
Golub Capital BDC
(GBDC)
$17.87 none
Altaba
(AABA)
$70.55 none
The Bank of New York Mellon Corporation
(BK)
$45.82 none
Harvest Capital Credit Corporation
(HCAP)
$10.28 none
The Gabelli Equity Trust
(GAB)
$6.16 none
Apollo Investment Corporation
(AINV)
$16.31 none
Tri-Continental Corporation
(TY)
$27.41 none
Diamond Hill Investment Group
(DHIL)
$138.90 none
Capital Southwest Corporation
(CSWC)
$20.96 none
Special Opportunities Fund
(SPE)
$13.98 none
Stellus Capital Investment Corporation
(SCM)
$14.30 none
AllianzGI Convertible & Income Fund
(NCV)
$5.86 none
Nuveen Preferred Securities Income Fund
(JPS)
$9.66 none
B. Riley Financial
(RILY)
$18.72 none
Fidus Investment Corporation
(FDUS)
$16.23 none
Pzena Investment Management, Inc
(PZN)
$7.86 40%
SEI Investments Company
(SEIC)
$56.50 none
Jupai Holdings Limited
(JP)
$2.03 none
The Carlyle Group L.P.
(CG)
$23.76 none
Tekla Healthcare Investors
(HQH)
$19.60 none
State Street Corporation
(STT)
$59.23 none
Eagle Point Credit Company
(ECC)
$17.88 none
Westwood Holdings Group
(WHG)
$32.21 20%
MVC Capital
(MVC)
$9.48 none
Piper Jaffray Companies
(PJC)
$74.95 50%
TPG Specialty Lending
(TSLX)
$19.36 none
Gladstone Capital Corporation
(GLAD)
$9.38 none
Mesabi Trust
(MSB)
$28.89 none
AMEN Properties
(AMEN)
$750.00 none
Apollo Global Management, LLC
(APO)
$35.15 none
Safeguard Scientifics
(SFE)
$11.43 none
Solar Capital Ltd.
(SLRC)
$20.31 none
Encore Capital Group
(ECPG)
$34.19 none
TriplePoint Venture Growth BDC Corp.
(TPVG)
$14.92 none
PennantPark Floating Rate Capital Ltd.
(PFLT)
$11.65 none
BlackRock Capital Investment Corporation
(BKCC)
$5.98 none
Northern Trust Corporation
(NTRS)
$92.73 none
Central Securities Corp.
(CET)
$30.87 none
Solar Senior Capital Ltd.
(SUNS)
$16.42 none
Newtek Business Services Corp.
(NEWT)
$21.20 none
THL Credit
(TCRD)
$6.64 none
The Blackstone Group L.P.
(BX)
$47.84 none
CM Finance
(CMFN)
$7.30 none
T. Rowe Price Group
(TROW)
$108.87 none
Oxford Lane Capital Corp.
(OXLC)
$10.78 none
Federated Investors
(FII)
$33.10 none
PennantPark Investment Corporation
(PNNT)
$6.63 none
Ares Capital Corporation
(ARCC)
$18.06 none
Wins Finance Holdings
(WINS)
$15.00 none
BlackRock TCP Capital Corp.
(TCPC)
$14.02 none
Franklin Resources
(BEN)
$34.83 20%
OFS Capital Corporation
(OFS)
$11.09 none
BlackRock
(BLK)
$473.55 none
Main Street Capital Corporation
(MAIN)
$40.98 none
Jefferies Financial Group
(JEF)
$20.71 none
Blucora
(BCOR)
$28.99 none
Royce Value Trust
(RVT)
$13.85 none
Virtus Investment Partners
(VRTS)
$104.32 none
Garrison Capital
(GARS)
$7.00 none