Stocks in Asset Management

Stocks in the Asset Management industry are also in the Financial sector.

Companies in the Financial sector work with money, so they include banks and credit card companies, as well as insurance companies. Because the financial sector is such a large part of the world economy, stocks in this sector tend to follow global economic trends. When the world economy is humming, finance is great. Otherwise... yikes.

Discounted stocks in the index
Company Current Price Current Price Discount
10 years
PennantPark Investment Corporation
(PNNT)
$6.28 none
Medley Capital Corporation
(MCC)
$2.75 none
Eagle Point Credit Company
(ECC)
$16.20 none
WhiteHorse Finance
(WHF)
$13.98 none
Pzena Investment Management, Inc
(PZN)
$9.83 30%
Oaktree Capital Group, LLC
(OAK)
$52.98 none
Northern Trust Corporation
(NTRS)
$98.01 none
Wins Finance Holdings
(WINS)
$27.50 none
Prospect Capital Corporation
(PSEC)
$6.65 none
Saratoga Investment Corp.
(SAR)
$24.67 none
T. Rowe Price Group
(TROW)
$116.85 none
Kayne Anderson MLP/Midstream Investment Company
(KYN)
$15.07 none
WisdomTree Investments
(WETF)
$5.52 none
BlackRock
(BLK)
$435.71 none
Tekla Life Sciences Investors
(HQL)
$15.75 none
MVC Capital
(MVC)
$9.00 none
The Bank of New York Mellon Corporation
(BK)
$46.75 none
Virtus Investment Partners
(VRTS)
$119.00 none
Gladstone Investment Corporation
(GAIN)
$12.42 none
Nuveen Preferred Securities Income Fund
(JPS)
$9.82 none
Safeguard Scientifics
(SFE)
$12.48 none
Eaton Vance Corp.
(EV)
$46.35 none
U.S. Global Investors
(GROW)
$2.04 none
Solar Senior Capital Ltd.
(SUNS)
$17.46 none
PIMCO Global StocksPLUS & Income Fund
(PGP)
$11.45 none
Brookfield Asset Management
(BAM)
$52.79 none
GSV Capital Corp.
(GSVC)
$6.46 none
Center Coast Brookfield MLP & Energy Infrastructure Fund
(CEN)
$7.42 none
Altaba
(AABA)
$70.22 none
Janus Henderson Group plc
(JHG)
$21.95 none
BlackRock TCP Capital Corp.
(TCPC)
$13.49 none
Ares Capital Corporation
(ARCC)
$18.89 none
Columbia Seligman Premium Technology Growth Fund
(STK)
$21.44 none
AllianzGI Equity & Convertible Income Fund
(NIE)
$21.91 none
Ameriprise Financial
(AMP)
$147.43 none
The Gabelli Multimedia Trust
(GGT)
$8.49 none
Adams Diversified Equity Fund
(ADX)
$15.87 none
Special Opportunities Fund
(SPE)
$14.12 none
KKR Income Opportunities Fund
(KIO)
$15.46 none
PCM Fund
(PCM)
$11.00 none
Invesco Municipal Trust
(VKQ)
$12.29 none
Newtek Business Services Corp.
(NEWT)
$23.45 none
The Blackstone Group L.P.
(BX)
$53.52 none
Tri-Continental Corporation
(TY)
$27.44 none
B. Riley Financial
(RILY)
$23.88 none
Och-Ziff Capital Management Group
(OZM)
$20.47 70%
Central Securities Corp.
(CET)
$31.57 none
THL Credit
(TCRD)
$6.74 none
Main Street Capital Corporation
(MAIN)
$43.33 none
Manning & Napier
(MN)
$1.98 none
The Swiss Helvetia Fund
(SWZ)
$7.98 none
Alcentra Capital Corporation
(ABDC)
$8.86 none
KKR & Co.
(KKR)
$28.25 none
Capital Southwest Corporation
(CSWC)
$21.51 none
Apollo Investment Corporation
(AINV)
$16.81 none
AllianzGI Convertible & Income Fund
(NCV)
$5.66 none
RENN Fund
(RCG)
$1.64 none
Tekla Healthcare Opportunities Fund
(THQ)
$17.55 none
AllianzGI Diversified Income & Convertible Fund
(ACV)
$23.08 none
The Gabelli Healthcare & Wellness Trust
(GRX)
$10.61 none
Tekla Healthcare Investors
(HQH)
$19.04 none
State Street Corporation
(STT)
$60.51 none
Brookfield Real Assets Income Fund
(RA)
$22.74 none
GAMCO Investors
(GBL)
$20.07 80%
PennantPark Floating Rate Capital Ltd.
(PFLT)
$11.63 none
Blucora
(BCOR)
$22.01 none
The Carlyle Group L.P.
(CG)
$26.06 none
Mesabi Trust
(MSB)
$24.79 none
Franklin Resources
(BEN)
$29.73 30%
Jefferies Financial Group
(JEF)
$20.21 none
Silvercrest Asset Management Group
(SAMG)
$12.95 none
DNP Select Income Fund
(DNP)
$12.68 none
TPG Specialty Lending
(TSLX)
$20.72 none
Apollo Global Management, LLC
(APO)
$40.56 none
Fidus Investment Corporation
(FDUS)
$14.95 none
Harvest Capital Credit Corporation
(HCAP)
$10.09 none
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
(ETV)
$14.63 none
The Gabelli Equity Trust
(GAB)
$6.08 none
New Mountain Finance Corporation
(NMFC)
$13.57 none
Invesco Ltd.
(IVZ)
$17.23 30%
Piper Jaffray Companies
(PJC)
$77.84 50%
TriplePoint Venture Growth BDC Corp.
(TPVG)
$16.50 none
AMEN Properties
(AMEN)
$800.00 none
AllianzGI Convertible & Income Fund II
(NCZ)
$5.03 none
OFS Capital Corporation
(OFS)
$11.89 none
Encore Capital Group
(ECPG)
$34.98 none
Federated Investors
(FII)
$32.85 none
Waddell & Reed Financial
(WDR)
$17.75 10%
Nuveen Energy MLP Total Return Fund
(JMF)
$8.91 none
Hennessy Advisors
(HNNA)
$10.30 none
Horizon Technology Finance Corporation
(HRZN)
$11.91 none
Affiliated Managers Group
(AMG)
$88.40 30%
Cohen & Steers
(CNS)
$53.95 none
Advent Claymore Convertible Securities and Income Fund
(AVK)
$14.52 none
Jupai Holdings Limited
(JP)
$2.41 none
Royce Value Trust
(RVT)
$14.20 none
Medley Management
(MDLY)
$3.36 none
Legg Mason
(LM)
$39.16 none
Westwood Holdings Group
(WHG)
$30.26 30%
Noah Holdings Limited
(NOAH)
$31.38 none
SEI Investments Company
(SEIC)
$60.59 none
Gladstone Capital Corporation
(GLAD)
$9.55 none
Golub Capital BDC
(GBDC)
$18.72 none
Artisan Partners Asset Management
(APAM)
$29.10 none
Stellus Capital Investment Corporation
(SCM)
$13.56 none
Diamond Hill Investment Group
(DHIL)
$135.95 none
AllianceBernstein Holding L.P.
(AB)
$29.66 none
Garrison Capital
(GARS)
$6.94 none
Capitala Finance Corp.
(CPTA)
$8.34 none
Ares Management Corporation
(ARES)
$30.45 none
Voya Financial
(VOYA)
$54.49 none
DND Technologies
(DNDT)
$0.05 none
Solar Capital Ltd.
(SLRC)
$20.97 none
Oxford Lane Capital Corp.
(OXLC)
$9.92 none
BlackRock Capital Investment Corporation
(BKCC)
$5.14 none