Stocks in Asset Management

Stocks in the Asset Management industry are also in the Financial sector.

Companies in the Financial sector work with money, so they include banks and credit card companies, as well as insurance companies. Because the financial sector is such a large part of the world economy, stocks in this sector tend to follow global economic trends. When the world economy is humming, finance is great. Otherwise... yikes.

Discounted stocks in the index
Company Current Price Current Price Discount
10 years
BlackRock Capital Investment Corporation
(BKCC)
$5.08 none
PennantPark Floating Rate Capital Ltd.
(PFLT)
$12.18 none
SEI Investments Company
(SEIC)
$66.10 none
Ares Capital Corporation
(ARCC)
$19.03 none
Tekla Life Sciences Investors
(HQL)
$17.89 none
Solar Senior Capital Ltd.
(SUNS)
$18.16 none
Blucora
(BCOR)
$22.47 none
PIMCO Global StocksPLUS & Income Fund
(PGP)
$12.43 none
Eaton Vance Corp.
(EV)
$51.68 none
State Street Corporation
(STT)
$77.89 none
AllianzGI Convertible & Income Fund
(NCV)
$6.05 none
PennantPark Investment Corporation
(PNNT)
$6.61 none
Noah Holdings Limited
(NOAH)
$32.94 none
WhiteHorse Finance
(WHF)
$14.30 none
Jupai Holdings Limited
(JP)
$1.26 none
Stellus Capital Investment Corporation
(SCM)
$15.03 none
Center Coast Brookfield MLP & Energy Infrastructure Fund
(CEN)
$5.87 none
Cohen & Steers
(CNS)
$77.07 none
Waddell & Reed Financial
(WDR)
$16.43 20%
Adams Diversified Equity Fund
(ADX)
$16.54 none
U.S. Global Investors
(GROW)
$1.35 none
Tekla Healthcare Investors
(HQH)
$21.61 none
Legg Mason
(LM)
$50.46 none
Ares Management Corporation
(ARES)
$40.39 none
Saratoga Investment Corp.
(SAR)
$27.65 none
T. Rowe Price Group
(TROW)
$137.74 none
Advent Claymore Convertible Securities and Income Fund
(AVK)
$16.17 none
Main Street Capital Corporation
(MAIN)
$44.55 none
Affiliated Managers Group
(AMG)
$88.10 30%
Tri-Continental Corporation
(TY)
$28.83 none
Safeguard Scientifics
(SFE)
$9.99 none
AllianzGI Diversified Income & Convertible Fund
(ACV)
$26.47 none
Voya Financial
(VOYA)
$63.62 none
Newtek Business Services Corp.
(NEWT)
$21.71 none
Harvest Capital Credit Corporation
(HCAP)
$8.86 none
Ameriprise Financial
(AMP)
$179.72 none
Fidus Investment Corporation
(FDUS)
$15.55 none
The Swiss Helvetia Fund
(SWZ)
$8.79 none
Apollo Global Management, LLC
(APO)
$46.45 none
AllianzGI Convertible & Income Fund II
(NCZ)
$5.32 none
The Gabelli Multimedia Trust
(GGT)
$8.34 none
Columbia Seligman Premium Technology Growth Fund
(STK)
$24.43 none
Horizon Technology Finance Corporation
(HRZN)
$13.49 none
The Gabelli Healthcare & Wellness Trust
(GRX)
$11.82 none
Nuveen Preferred Securities Income Fund
(JPS)
$10.42 none
Apollo Investment Corporation
(AINV)
$17.22 none
Janus Henderson Group plc
(JHG)
$26.54 none
Solar Capital Ltd.
(SLRC)
$21.12 none
Hennessy Advisors
(HNNA)
$10.72 none
B. Riley Financial
(RILY)
$26.91 none
Encore Capital Group
(ECPG)
$34.30 none
Medley Management
(MDLY)
$2.89 none
Pzena Investment Management, Inc
(PZN)
$6.94 50%
Brookfield Real Assets Income Fund
(RA)
$22.52 none
TPG Specialty Lending
(TSLX)
$23.28 none
Gladstone Investment Corporation
(GAIN)
$13.64 none
MVC Capital
(MVC)
$10.17 none
Brookfield Asset Management
(BAM)
$68.29 none
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
(ETV)
$15.19 none
Westwood Holdings Group
(WHG)
$27.67 30%
Virtus Investment Partners
(VRTS)
$137.48 none
KKR & Co.
(KKR)
$33.70 none
TriplePoint Venture Growth BDC Corp.
(TPVG)
$14.07 none
The Gabelli Equity Trust
(GAB)
$6.23 none
The Carlyle Group L.P.
(CG)
$31.36 none
Gladstone Capital Corporation
(GLAD)
$10.27 none
Invesco Municipal Trust
(VKQ)
$12.93 none
RENN Fund
(RCG)
$1.72 none
WisdomTree Investments
(WETF)
$5.10 none
Special Opportunities Fund
(SPE)
$14.95 none
Wins Finance Holdings
(WINS)
$11.21 none
Alcentra Capital Corporation
(ABDC)
$8.90 none
AllianceBernstein Holding L.P.
(AB)
$35.82 none
DNP Select Income Fund
(DNP)
$12.99 none
Royce Value Trust
(RVT)
$15.31 none
Central Securities Corp.
(CET)
$33.18 none
Golub Capital BDC
(GBDC)
$18.47 none
Diamond Hill Investment Group
(DHIL)
$142.73 none
GAMCO Investors
(GBL)
$17.52 90%
Eagle Point Credit Company
(ECC)
$14.66 none
Capital Southwest Corporation
(CSWC)
$20.73 none
Mesabi Trust
(MSB)
$21.11 none
Invesco Ltd.
(IVZ)
$18.03 30%
Artisan Partners Asset Management
(APAM)
$35.24 none
Oxford Lane Capital Corp.
(OXLC)
$9.12 none
AMEN Properties
(AMEN)
$781.70 none
Franklin Resources
(BEN)
$25.67 40%
BlackRock
(BLK)
$566.92 none
Manning & Napier
(MN)
$1.88 none
The Blackstone Group L.P.
(BX)
$62.45 none
Federated Investors
(FII)
$36.23 none
Silvercrest Asset Management Group
(SAMG)
$12.68 none
Kayne Anderson MLP/Midstream Investment Company
(KYN)
$13.28 none
Capitala Finance Corp.
(CPTA)
$9.09 none
Jefferies Financial Group
(JEF)
$23.72 none
PCM Fund
(PCM)
$11.84 none
Piper Jaffray Companies
(PJC)
$79.62 40%
Northern Trust Corporation
(NTRS)
$102.70 none
OFS Capital Corporation
(OFS)
$11.96 none
Prospect Capital Corporation
(PSEC)
$6.54 none
Medley Capital Corporation
(MCC)
$2.08 none
New Mountain Finance Corporation
(NMFC)
$14.24 none
AllianzGI Equity & Convertible Income Fund
(NIE)
$24.51 none
KKR Income Opportunities Fund
(KIO)
$16.29 none
BlackRock TCP Capital Corp.
(TCPC)
$14.75 none
Garrison Capital
(GARS)
$6.22 none
The Bank of New York Mellon Corporation
(BK)
$45.83 none
Tekla Healthcare Opportunities Fund
(THQ)
$19.17 none