Stocks in Asset Management

Stocks in the Asset Management industry are also in the Financial sector.

Companies in the Financial sector work with money, so they include banks and credit card companies, as well as insurance companies. Because the financial sector is such a large part of the world economy, stocks in this sector tend to follow global economic trends. When the world economy is humming, finance is great. Otherwise... yikes.

Discounted stocks in the index
Company Current Price Current Price Discount
10 years
Diamond Hill Investment Group
(DHIL)
$155.06 none
TCP Capital Corp.
(TCPC)
$14.25 none
The Gabelli Equity Trust
(GAB)
$5.75 none
WisdomTree Investments
(WETF)
$6.58 none
Cohen & Steers
(CNS)
$36.20 none
Capitala Finance Corp.
(CPTA)
$7.88 none
Artisan Partners Asset Management
(APAM)
$24.46 none
Harvest Capital Credit Corporation
(HCAP)
$10.21 none
AllianceBernstein Holding L.P.
(AB)
$28.17 none
Kayne Anderson MLP/Midstream Investment Company
(KYN)
$15.37 none
Hennessy Advisors
(HNNA)
$11.10 none
Och-Ziff Capital Management Group LLC
(OZM)
$1.55 60%
PIMCO Global StocksPLUS & Income Fund
(PGP)
$12.86 none
AllianzGI Convertible & Income Fund II
(NCZ)
$5.28 none
Affiliated Managers Group
(AMG)
$103.04 none
Eaton Vance Corp.
(EV)
$36.82 none
Capital Southwest Corporation
(CSWC)
$20.77 none
The Carlyle Group L.P.
(CG)
$17.56 none
Saratoga Investment Corp.
(SAR)
$22.85 none
B. Riley Financial
(RILY)
$17.35 none
Silvercrest Asset Management Group
(SAMG)
$14.44 none
Piper Jaffray Companies
(PJC)
$65.19 50%
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
(ETV)
$14.49 none
Tekla Healthcare Investors
(HQH)
$20.19 none
Mesabi Trust
(MSB)
$25.91 none
GAMCO Investors
(GBL)
$19.94 none
Manning & Napier
(MN)
$1.75 none
Prospect Capital Corporation
(PSEC)
$6.67 none
SEI Investments Co.
(SEIC)
$49.40 none
Mesa Royalty Trust
(MTR)
$13.13 none
Ares Management, L.P.
(ARES)
$21.46 none
Voya Financial
(VOYA)
$42.87 none
BlackRock
(BLK)
$393.10 none
The Gabelli Multimedia Trust
(GGT)
$8.26 none
BlackRock Capital Investment Corporation
(BKCC)
$5.78 none
KKR & Co.
(KKR)
$21.00 none
Safeguard Scientifics
(SFE)
$9.32 none
The Bank of New York Mellon Corporation
(BK)
$47.71 none
DNP Select Income Fund
(DNP)
$10.98 none
Moelis & Company
(MC)
$38.68 none
Brookfield Asset Management
(BAM)
$41.71 none
Pzena Investment Management, Inc
(PZN)
$9.34 none
Medley Management
(MDLY)
$4.69 none
Nuveen Preferred Securities Income Fund
(JPS)
$8.17 none
MVC Capital
(MVC)
$8.75 none
Waddell & Reed Financial
(WDR)
$18.93 none
Fidus Investment Corporation
(FDUS)
$13.73 none
Apollo Global Management, LLC
(APO)
$26.09 none
Ameriprise Financial
(AMP)
$115.82 none
TPG Specialty Lending
(TSLX)
$20.00 none
GAMCO Global Gold, Natural Resources & Income Trust
(GGN)
$4.03 none
Stellus Capital Investment Corporation
(SCM)
$13.41 none
Virtus Investment Partners
(VRTS)
$83.24 none
Northern Trust Corporation
(NTRS)
$88.93 none
Gladstone Capital Corporation
(GLAD)
$8.50 none
Invesco Ltd.
(IVZ)
$18.52 none
Westwood Holdings Group
(WHG)
$37.60 none
Noah Holdings Limited
(NOAH)
$46.46 none
Central Securities Corp.
(CET)
$25.77 none
Apollo Investment Corporation
(AINV)
$15.05 none
TriplePoint Venture Growth BDC Corp.
(TPVG)
$12.17 none
First Trust Energy Income and Growth Fund
(FEN)
$19.99 none
Altaba
(AABA)
$63.01 none
Gleacher & Company
(GLCH)
$0.49 none
Royce Value Trust
(RVT)
$13.43 none
Solar Capital Ltd.
(SLRC)
$21.00 none
The Blackstone Group L.P.
(BX)
$31.42 none
Alcentra Capital Corporation
(ABDC)
$6.45 none
Oaktree Capital Group, LLC
(OAK)
$41.51 none
Jefferies Financial Group
(JEF)
$19.02 none
Oxford Lane Capital Corp.
(OXLC)
$9.74 none
Blucora
(BCOR)
$29.32 none
Horizon Technology Finance Corporation
(HRZN)
$11.44 none
Franklin Resources
(BEN)
$32.24 20%
Special Opportunities Fund
(SPE)
$13.71 none
CM Finance
(CMFN)
$7.78 none
PennantPark Investment Corporation
(PNNT)
$7.30 none
Invesco Municipal Trust
(VKQ)
$11.39 none
Adams Diversified Equity Fund
(ADX)
$13.47 none
Medley Capital Corporation
(MCC)
$3.32 none
PennantPark Floating Rate Capital Ltd.
(PFLT)
$12.64 none
State Street Corporation
(STT)
$65.04 none
U.S. Global Investors
(GROW)
$1.14 none
OFS Capital Corporation
(OFS)
$11.24 none
Main Street Capital Corporation
(MAIN)
$37.58 none
Legg Mason
(LM)
$27.06 none
Eagle Point Credit Company
(ECC)
$16.40 none
New Mountain Finance Corporation
(NMFC)
$13.24 none
Wins Finance Holdings
(WINS)
$25.00 none
Federated Investors
(FII)
$24.89 none
Tri-Continental Corporation
(TY)
$25.61 none
Golub Capital BDC
(GBDC)
$18.42 none
Ares Capital Corporation
(ARCC)
$16.58 none
Encore Capital Group
(ECPG)
$24.88 none
THL Credit
(TCRD)
$7.27 none
AMEN Properties
(AMEN)
$716.01 none
T. Rowe Price Group
(TROW)
$93.28 none
Garrison Capital
(GARS)
$7.23 none
Newtek Business Services Corp.
(NEWT)
$20.01 none
Jupai Holdings Limited
(JP)
$6.01 none